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PhD Degree Requirements

SUMMARY OF
STEPS TOWARD
THE PhD IN
MECHANICAL
ENGINEERING

  1. Admission to the Department of Mechanical Engineering Graduate Program.

  2. Approval by the ME qualifying committee.

  3. Approval of course program by the ME graduate committee.

  4. Approval by the mechanical engineering preliminary examination committee.

  5. Approval of thesis and final examination.

ADMISSION
REQUIREMENTS

  • Admission to the ME Graduate Program requires a BS degree in ME or a BS degree from a department in the physical sciences and ME equivalency in the specific area of study for the masters, plus departmental approval.

  • Admission requires a minimum GPA of at least 3.0 out of 4.0 for the last 60(+) credits taken toward the undergraduate degree. A reduction of 0.05 is allowed for each year of responsible engineering work after graduation with a maximum reduction of 0.35.

  • Admission to the PhD program requires that a student pass the qualifying examination in the Department of Mechanical Engineering.

COURSE AND
GRADE
REQUIREMENTS

  1. At least 48 formal course credits beyond the BS degree with a minimum of five 700-999 level courses including relevant courses in mathematics, statistics, engineering analysis or computer sciences, etc. Four of the five 700-level courses must be taken at the UW-Madison; two of those four must be in mechanical engineering.

  2. Minor requirements (also see the Graduate School Handbook): Minor Option A (external) requires a minimum of 10 credits in a single department/major field of study. Selection of this option requires the approval of the minor department. Minor Option B (distributed) requires a minimum of 12 formal credits of graduate-level courses (grades of BC and below are not accepted for the minor). Up to one-half of these courses may be transfer credits. The course work should form a coherent group of courses for which graduate credit is allowed. The approval of the advisor and the graduate committee are required.

  3. Residency requirements (also see the Graduate School Handbook): A student must have at least three semesters in residence and at least 12 formal ME course credits and six (6) credits in the minor subject (18 credits total). Thesis credits must be taken in residence.

  4. The minimum required PhD GPA is a 3.25; however, students meeting the minimum requirements in all areas are not guaranteed approval of their programs. Programs with less than a 3.5 GPA will be scrutinized closely.

  5. Thesis credit will be permitted only from the Department of Mechanical Engineering, except in the case of a legally approved co-advisor; credit then can be obtained through the co-advisor's department.

  6. Transfer students may transfer a maximum of 30 formal course credits with advisor and departmental approval (see the Graduate Catalog for residency credit rules for transfer credit).

  7. Students are required to take ME 903: Graduate Seminar-1 credit for the first two semesters in residence at the UW-Madison. Students off-campus, part-time, or outreach will be exempt from taking ME 903 until they are on campus. Exemption is on a case-by-case request.

QUALIFYING FOR
THE PhD
PROGRAM

Students wanting to continue graduate study toward their PhD degree in the Department of Mechanical Engineering must be approved by the PhD qualifying committee. The PhD qualifying committee, composed of no less than five faculty members in the Department of Mechanical Engineering, meets once each semester to assess the qualifications of students who have applied to enter the PhD program. Students are allowed a maximum of two opportunities to be approved by the qualifying committee.

All applicants must take the PhD qualifying examination. This written exam is offered once each semester, usually during the week prior to the beginning of classes. The objectives of this examination are to:

  • Provide additional information on which to base the decision of whether the applicant has the knowledge and skills needed to perform independent research at the PhD level.

  • Ensure that the applicant has basic competency in the technical material related to the student's intended research program.

When to take the
Exam

Guidelines for when a student must take the exam depend on the student's background and are as follows:

  1. Students continuing their studies immediately after earning an MS degree in mechanical engineering from the UW-Madison must take the exam no later than the first semester after completing their MS degree.

  2. Students desiring to enter the PhD program without an MS or equivalent degree must take the exam no later than the first semester following completion of 30 graduate credits.

  3. Students continuing their studies immediately after earning an MS degree in another physical science department at the UW-Madison must take the exam no later than the second semester after transferring to the Department of Mechanical Engineering.

  4. Students who previously earned an MS degree, either in mechanical engineering or in some other appropriate physical sciences program, and are now either returning or transferring to the UW-Madison must take the exam no later than the second semester it is offered after returning or transferring to the UW-Madison.

  5. In special cases, one additional semester may be allowed before the exam must be taken. To obtain approval to delay the exam for one semester, the student must submit a written request (approved by the student's advisor) to the Mechanical Engineering Graduate Committee before the last week of class in the semester preceding the one that the student would normally be required to take the exam. Extensions are granted only when it is clearly demonstrated that unusual circumstances warrant the delay.

Exam Application

Students must apply to take the qualifying examination by completing the PhD qualifying examination form (available outside 3182 Mechanical Engineering Building) that indicates the three area exams they intend to take in addition to the fundamentals exam. This form must be signed by the student's advisor and returned to 3182 Mechanical Engineering Building by the first day of class for the semester in which the examination will be taken.

Exam Format

The exam is composed of one two-hour fundamentals exam and three two-hour area exams. The fundamentals exam, required of all students, covers basic topics in mathematics, physics and engineering science. The three area exams must be selected (with approval of the advisor) from the following areas:

Controls Heat Transfer
Fluid Mechanics Thermodynamics
Material Processing Dynamic Systems/Vibrations
Design/Solid Mechanics Kinematics/Dynamics

Additional information regarding the exams (e.g., closed-book or open-book, sample exams) are available in 3182 Mechanical Engineering Building.

Evaluation of
Student
Qualifications

Grading of the fundamentals exam and the area exams is done by the faculty who have written these exam questions. To help ensure that the grading is impartial, students are asked not to write their names on their exams, but are assigned a number by the committee chair to be used for identification. During the grading of the written exams, the name-number relationships are withheld by the committee chair from the faculty who are grading.

After the written exams have been graded and the grades on each exam have been submitted to the chair of the qualifying committee, the committee meets to review the qualifications of each student for entering the PhD program.

Shortly before the written examination is given, the research advisor for each student is asked to submit a brief written evaluation of the student's potential for carrying out independent research. The evaluation of the advisor can be a significant factor in the decision-making process of the committee.

In addition to the results of the written exam, the qualifying committee considers the student's classroom record, research progress, and advisor evaluation. At the discretion of the committee, the advisor may also be asked to consult with the committee if additional input is desired. Based on all this information, the committee will decide whether to permit the student to enter the PhD program.

If this is the first time the student is being evaluated by the qualifying committee, performance on the written exam is the most important of these criteria. One of three decisions is made:

  • Positive. (The student is judged capable of completing the PhD and may enter the program.)

  • Conditional. (The student is probably capable but shows weakness in one or two areas that hopefully can be improved by satisfactorily completing one or more courses required by the committee. The student may enter the program unless the conditions stated by the committee are not satisfied.)

  • Negative. (The student is judged not ready to enter the program at this time and must repeat the PhD qualification procedure the next semester if the student still wishes to enter the PhD program.)

The written examinations become the property of the department and will not be returned to the student. However, students who receive a negative decision the first time may contact the committee chair to obtain additional insight regarding their performance on the written exam so they can better prepare for their second attempt. Exam scores are not given but some indication of the student's strengths and weaknesses can usually be provided.

If this is the second time the student is being evaluated, the committee will look more closely at the demonstrated research potential and progress since the first evaluation. The committee will also consider the amount of improvement on the written examination.

The student can no longer enroll in the department after the current semester if the committee's decision is negative.

PROPOSED
COURSE
PROGRAM

A proposed course program is to be submitted to the graduate committee for approval before the end of the semester following the semester in which the qualifying examination was passed. Any changes to the program must be approved by the major professor and the graduate committee. Forms are located outside of 3182 Mechanical Engineering Building (bring a disk and you can get a copy of program and minor form) or from your advisor.

PRELIMINARY
EXAMINATION

  1. To be eligible to take the preliminary exam, students must have completed one full semester of residency, passed the qualifying exam, and obtained final approval of the course program by the graduate committee and the department.

  2. The preliminary examination time and content is set and administered by the advisor and the division.

  3. A second attempt for the preliminary exam is allowed only if the qualifying exam was passed on the first attempt.

  4. Exam must be taken at least two semesters or equivalent before the final thesis exam.

  5. Students must report to the ME Student Services Office, 3182 Mechanical Engineering Building, four weeks prior to the preliminary examination to order their preliminary warrant. This warrant must be signed and returned to 3182 Mechanical Engineering Building.

  6. Students must submit the final-draft copy of the preliminary exam report to the examination committee at least one week prior to the exam.

  7. Students must be enrolled for a minimum of 2 graduate-level credits during the semester in which they take their PhD preliminary examination.

  8. Students transition to Dissertator status after passing the Preliminary Exam. Dissertators must take 3 credits to maintain their dissertator status. Unless the advisor directs otherwise, the three credits must be ME 990.

THESIS AND
FINAL
EXAMINATION

  1. At least 18 credits of thesis (ME 790, ME 890, ME 990) are required with an overall grade S.

  2. The final oral exam must take place before the major professor (who must be a member of the ME faculty) and at least four other faculty. One of the four must be from another department (the minor department is recommended). The exam is predominantly, but not exclusively, on the thesis.

  3. Students must report to the ME Student Services Office, 3182 Mechanical Engineering Building, four to five weeks (see PhD check list) prior to the oral exam to order the final PhD warrant. This warrant must be signed and returned to 3182 Mechanical Engineering Building along with a signed departmental check-out sheet in order to receive their degree.

  4. PhD candidates must submit the thesis (paper or electronic version (preferably CD)) and preprinted memo stating the time and place of their final exam to the ME Student Services Office (3182 Mechanical Engineering Building) one week before the final exam.

  5. Students must submit the final-draft copy of their thesis to the examination committee at least one week prior to the exam.

PhD FINAL
CHECK LIST

  • Pick-up warrant papers from outside of 3182 Mechanical Engineering Building by the fourth or fifth week before final exam. Return warrant papers back to the Student Services Office (3182 Mechanical Engineering Building) no later than the end of the fourth week before final exam.

  • Warrant papers in to The Graduate School by third week to receive warrant by exam date.

  • One week before exam a copy of thesis final-draft is given to each member on PhD committee.

  • One week before exam the thesis and the preprinted memo announcing the exam is given to the Student Services Office (3182 Mechanical Engineering Building) so a notice can be sent to all faculty.

  • Warrant is received in the Student Services Office (3182 Mechanical Engineering Building) and warrant package materials are sent to student.

  • Student picks up warrant and grade change in the Student Services Office (3182 Mechanical Engineering Building) before exam.

  • After the exam, return the completed warrant and grade change to the Graduate School. The ME Student Services Office (3182 Mechanical Engineering Building) needs a copy of the signed warrant.

  • Turn in completed check-out sheet to the Student Services Office (3182 Mechanical Engineering Building) and pick up warrant and grade change.

  • Warrant, grade change, and thesis goes to The Graduate School, Room 217 for final approval.

PhD
PRELIMINARY
EXAMINATION
GUIDELINES

  1. The student, in consultation with the major professor, selects a committee of four professors including the major professor. These members also serve on the final thesis examination committee. Inclusion of a professor from the minor department is optional at this time.

  2. The student prepares a written report, not to exceed 50 pages (double spaced typing plus figures), and distributes it to the committee members at least one week before the examination. If this deadline cannot be met, the preliminary examination may have to be postponed.

  3. The written report should include the following:

    • Introduction to the thesis topic and objectives of the research.

    • Review of the previous work directly related to the thesis objective including a broad review of related work and an in-depth review of a few key papers.

    • Description of the thesis plan including procedures and methods to be used, and an indication of expected results.

    • A list of the references cited.

  4. The written report should follow the same style guidelines as required for the thesis.

  5. The major professor will review the candidate's background for the committee members, i.e., BS degree, MS degree, work experience, and circulate the transcript at the start, prior to the defense of the project by the student.

  6. The preliminary examination will last about 1 1/2 hours: 1/2 hour for the oral presentation by the student of the written report, 3/4 hour for the discussion of questions raised by the committee members, and 1/4 hour for evaluation by the committee members. The committee may ask questions at any time during the oral examination.

  7. The oral presentation by the student reiterates the written report in a concise and factual manner. Committee members may ask specific questions at any time during the examination.

  8. The committee (including the major professor) will ask additional questions of a general nature regarding the thesis topic after the oral presentation is completed.

  9. The student will be asked to leave the room after there are no additional questions. The committee privately evaluates the written report, oral presentation and responses to questions prior to voting to pass or fail the student.

PhD THESIS
DEFENSE
GUIDELINES

  1. The committee members and the ME Student Services Office should receive the thesis manuscript at least one week prior to the examination day. If this deadline cannot be met, the examination may have to be postponed. (The department copy should be picked up in 3182 Mechanical Engineering Building after the exam.)

  2. The non-department member of the committee (minor professor) should be selected to have a background appropriate to evaluate the thesis.

  3. The committee will pay particular attention to see that the candidate's own contributions are clearly delineated and thoroughly documented in the dissertation.

  4. The major professor will review the candidate's background for the committee member, i.e., BS degree, MS degree, work experience, and circulate the transcript at the beginning of the examination. The student may be asked to leave the room for a few minutes at this time.

  5. The thesis defense will last about two hours - 1/2 hour for an oral presentation of the thesis by the candidate, 1 hour for questions by the committee members, and 1/2 hour private discussion by the committee members. The committee members may ask questions at any time during the exam.

  6. The oral presentation by the candidate should be concise and factual. The introduction and review should be brief and the presentation should emphasize the research methods and results. The committee is primarily interested in the candidate's own work. Questions by the committee during the presentation are generally for clarification purposes only.

  7. After the formal presentation is completed, the committee members will ask extensive questions referring to specific parts of the thesis and the oral presentation. Every committee member will be allowed sufficient time to question the candidate. The major professor will act as the moderator, but will not answer for the candidate, except, for example, to clarify the question.

  8. After approximately 1 1/2 hours, the candidate will be asked to briefly summarize the most important new findings of the thesis research. Upon polling the committee to determine that the members have no further questions, the candidate will be asked to leave the room.

  9. Private discussion by the committee will focus on the evaluation of the thesis research itself, evaluation of the thesis defense by the student, and evaluation of the candidate's overall record. There should be time for each member of the committee to consider each of these items, and, if necessary, to formulate instructions to be implemented by the major professor.

THESIS
PROCEDURES
AND RULES

You must contact the ME Student Services Office, 3182 Mechanical Engineering Building, approximately four or five weeks before the thesis defense so that your warrant may be ordered from The Graduate School. It is very important to bring your warrant to your thesis defense. It is also customary to bring a listing of your courses and the grades earned to the thesis defense. You must return the signed warrant and grade change form to 3182 Mechanical Engineering Building, after your defense.

The Graduate School issues rules regarding the thesis format. Since these rules may change from year-to-year, it is your responsibility to get a current copy of these rules from The Graduate School, or from outside of 3182 Mechanical Engineering Building, and to follow them precisely.

In addition to The Graduate School, your major professor and thesis committee members may have certain format requirements. The following suggestions are offered for your consideration in preparing your thesis:

  • Put references in numerical order. The ASME style format or equivalent should be used.

  • All figures and tables must have titles.

  • Use SI units with other units in parentheses.

  • Use standard abbreviations such as g not gm.

  • Avoid using the first person, rather use the third person.

  • Include a nomenclature with symbols listed in alphabetical order.

  • A list of figures and a list of tables are required.

  • The experimental error should be stated for all experimental results. Show error bars for all data and s values after all tabular results.

  • All equations should be numbered consecutively.

  • Do not write out numbers. (Use 1/4 m (or 0.5 m) instead of one-quarter meter.)

  • Review ASME journal articles and follow their style, except be more complete. The ASME publishes a style manual entitled "An ASME Paper," ASME Manual MS-4, which you may obtain from ASME Headquarters in New York. Manuals from other societies, such as SAE, SME, etc., can be used if available.

(Approved: 10/93; Revised: 9/02)

IT IS THE STUDENT'S RESPONSIBILITY TO VERIFY THAT ALL GRADUATION REQUIREMENTS HAVE BEEN MET.



Copyright 2007 The Board of Regents of the University of Wisconsin System
Date last modified: 27-Nov-2007
Date created: 01-Oct-1998
Content by: deptinfo@me.engr.wisc.edu
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